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Pricing

Commissions and pass-throughs

Published online schedule. Broker-assisted and complex products sit on separate lines. Regulatory fees still apply.

ProductOnlineBroker-assisted
U.S. listed stocks & ETFs$0.00$25.00
Options (per contract)$0.65$0.65 + $25.00
Mutual funds, NTF list$0.00$25.00
Treasuries, online$0.00$25.00
Corporate / muni (dealer)Markup / markdownMarkup / markdown
Futures (per contract)$1.25n/a
FX (per side, majors)spread-basedn/a
Wire (outgoing)$25.00$25.00
ACATS outgoing$75.00$75.00
Paper statements (if elected)$2.00 / month—
U.S. stocks & ETFs $0.00 online
Options $0.65 per contract
Futures $1.25 per contract
Assisted ticket $25.00

How to read the schedule

Online means you enter the ticket yourself in Sterling Active. Broker-assisted means the desk enters it, and that column is $25.00 for stocks, ETFs, funds, and Treasuries. The $0.00 online stock and ETF line does not include exchange or regulatory fees. Those pass through on top.

Options add $0.65 per contract online. An assisted options order is that contract fee plus $25.00. Futures are $1.25 per contract online. Forex is a spread, not a cents-per-share commission. Corporates and municipals are a dealer markup, not the stock schedule.

Transfers and paper

An outgoing wire is $25.00. An outgoing ACATS is $75.00. A paper statement is a monthly charge when that option is on. None of these lines means the pipe is open. Wire, ACH, and ACATS are not live, and you should not start one from this table.

Margin debit rates are not in the commission table. They will be posted on the margin page when the margin book exists. The buying-power figure in the client center is not a rate.